Deputy COO / Head of Operations (Securities Broker)

KOS International

  • 香港
  • 長期
  • 全職
  • 6天前
Deputy COO / Head of Operations (Securities Broker)
  • Sound in managing overall settlement operations and business control management
  • Good digital project background with technological mindset
  • Familiar with HK, US and A-share markets
About the companyOur client is an international and fast growing fintech securities broker in Hong Kong. Due to their recent expansion, they are now looking for a Deputy COO / Head of Operations.About the roleReporting to HK COO, you will assist in managing overall securities operations, including account opening CDD, transactions monitoring, securities settlement, middle office operations and funds management. You have to work closely with Product and IT teams in formulating operation framework, workflow processing and related system enhancement projects to enhance service quality. You will take charge of workflow re-engineering and digitalized transformation projects to improve business efficiency. As a leader, you are requested to ensure overall operations are in full compliance of internal policies, AML and SFC regulations. In addition, you will actively drive new initiatives on digital transformation and quality of work to maximize operation effectiveness.The successful applicantTo qualify, the successful individual must possess:
  • Degree holder in Business Administration or related disciplines.
  • Minimum 12 years of relevant experience in overall securities operations with at least 3-4 years in managerial level in banks, digital brokers or sizeable securities firms.
  • Excellent knowledge in operational procedures, trading system and related AML and SFC regulatory requirements is a must.
  • Holder of SFC license 1, 2, 4 and 9 will be an advantage.
  • Good analytical mind, presentation skills and sound digital project management.
  • Proficient in spoken and written English and Chinese (Cantonese and Mandarin).
Click "Apply Now" to apply for this position or call Emily Leung at +852 3180 4913 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.

KOS International