Assistant Manager (Surveillance - Market Misconduct Team)

• Monitoring the trading activities on the Stock Exchange of Hong Kong and the Hong Kong Futures Exchange with a view to detecting possible market misconducts.
• Conducting preliminary inquiries and compiling inquiry reports in relation to possible cases of market misconduct (e.g. market manipulation and insider dealing) and to determine appropriate follow up actions.
• Working with experienced staff and the technology team to define, prioritize and drive initiatives to enhance the data analytics capabilities of the market surveillance function.
• Monitoring the media with regard to announcements and articles concerning public listed companies and the markets in general, with a view to enhancing market intelligence.

• Self-motivated and able to proactively manage and drive case assessment and projects forward.
• Strong communication skills with the ability to convey ideas and concepts succinctly.
• Strong numerical/analytical aptitude and problem solving skills.
• University degree in finance or business preferred. IT knowledge is an advantage.
• Prior working experience in finance or banking industry a plus.
• Excellent command of written and spoken English and Chinese. Knowledge of Putonghua is an advantage.

Securities and Futures Commission