Senior Compliance Manager

Aquis Search

  • 香港
  • 長期
  • 全職
  • 23天前
Join a global asset manager in a senior compliance role overseeing regulatory & product compliance, with direct SFC engagement.Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with the Securities and Futures Commission (SFC). You will be part of a well-established, stable compliance team, focusing on regulatory and product compliance.Key Responsibilities:
  • Act as the main contact with regulatory authorities, including managing inquiries, exams, and ongoing reporting
  • Provide compliance oversight across fund marketing, due diligence, onboarding, and product governance
  • Interpret evolving regulations and assess their impact on Hong Kong and China operations
  • Advise internal stakeholders on compliance risks, policies, and controls
  • Drive compliance projects and contribute to policy development and training
  • Work cross-functionally with Legal, Risk, Governance, and Distribution teams
  • Lead and support ad hoc initiatives and ensure ongoing regulatory readiness
Ideal Candidate Profile:
  • Bachelor’s degree in Business, Law, or related discipline
  • 10+ years of experience in regulatory or product compliance within asset management or a legal advisory firm
  • Experience engaging directly with regulators, especially the SFC
  • Excellent analytical, communication, and stakeholder management skills
  • Self-motivated and organized, capable of working independently
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