Compliance Director, Leading Financial Services Provider

香港
長期
全職

14天前
輕鬆應徵

Our client is a well-established financial services firm dedicated to strengthening the integrity and efficiency of cross-border market activity through sound governance and innovative systems. Its platform supports a broad network of institutional participants across global markets.As the company continues to evolve and broaden its strategic footprint, it is seeking an experienced compliance professional to lead the development and oversight of its governance framework. This role offers a unique opportunity to contribute at a senior level within a trusted, high-performing environment-where your insights will help shape regulatory alignment, risk culture, and enterprise-wide integrity.Your Responsibilities

Design and implement compliance policies across conduct, trading, external appointments, and treasury operations
Strengthen AML and KYC frameworks to support onboarding of international clients
Develop a proactive compliance program aligned with global standards and evolving regulations
Lead incident response protocols for non-compliance, ensuring timely resolution and reporting
Maintain relationships with regulators and contribute to regulatory dialogue
Collaborate with internal teams to assess compliance risks and develop mitigation strategies
Produce executive-level reporting and dashboards to inform strategic decisions
Monitor industry trends and regulatory developments to ensure forward-looking compliance practices

What You Bring:

Degree in Finance, Law, Risk Management, or related disciplines
10+ years of compliance experience in financial services in capital markets, custody, or infrastructure
Familiarity with global market operations and regulatory frameworks
Experience with international platforms such as Euroclear, Clearstream, or DTCC is a plus
Proven ability to build and lead compliance programs
Strong understanding of AML/KYC principles
Excellent communication, analytical, and organizational skills
Fluency in English; Chinese language skills are a bonus
Candidates with less experience may be considered for Associate Director level

Charterhouse