Manager / Assistant Manager (Intermediaries Supervision - Anti-Money Laundering)

• Gather, collate and evaluate relevant information to monitor the money laundering and terrorist financing risk profile of individual licensed intermediaries and emerging trends in the financial sector;
• Conduct risk-based on-site inspections and off-site reviews to review licensed intermediaries’ compliance with AML/CFT requirements and recommend any required remedial actions;
• Assist in updating the AML/CFT requirements and guidance for licensed intermediaries to keep pace with international standards and market developments;
• Support other ad hoc projects and engagements on AML/CFT supervision and outreach to licensed intermediaries.

• You should have at least 5 years of solid and relevant working experience as well as sound knowledge of AML/CFT law and regulations gained within a financial institution/professional firm/regulatory authority.
• You should have a university degree or professional qualification preferably in Accounting/Economics/Finance/Law.
• You must be assertive and a proactive team player with strong analytical, interpersonal and communication skills, and be able to multi-task and work under pressure.
• Strong command of spoken and written English and Chinese is required, with proficiency in Putonghua a plus.
• A strong sense of responsibility and impeccable integrity is essential.

Securities and Futures Commission