Business Compliance & Risk Control Manager- AMC
- 香港
- 長期
- 全職
Employment Type: Full time
Departments: BOCHK Asset Management Ltd
Job Functions: Asset ManagementJob Description
- Re-examine and revise the Company's risk management policy statement, risk appetite statement, risk appetite administrative measures, risk data aggregation and risk reporting management policy and other policies and procedures
- Assist the Secretariats of risk management sub-committees of the Board of Directors and the Management, including preparation of the meeting materials, the organization of meetings and reports on the implementation of meeting resolutions
- Ensure that procedures and workflows are following all regulations, policies and manuals etc.
- Provide advice on risk management and compliance requirements to first line of defense
- Identify alerts and report to the team head on regulatory irregularities, breach of guidelines and potential risks
- Handle ad-hoc projects and duties as assigned
- Qualifications of degree or above, preferably major in Business, Finance, Risk Management
- At least 5 years’ experience in asset management area, experience in risk management and alternative investment is preferred
- Professional qualification in CFA/ FRM/ PRM is an advantage
- Good understanding of relevant policies, procedures, practices and regulations
- Fluent in both written and spoken English and Chinese; proficiency in Putonghua is an advantage
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