KYC Due Diligence Analyst / Manager (12-month contract, $27.5K - 40K)

• Perform KYC reviews including monitoring and tracking of KYC records, and ensure documentation comply with local regulation and company standards.
• Any suspicious product usage from AML perspective gets highlighted to senior management for further reviews promptly.
• Assist the company on KYC efforts in accordance to the procedures.
• Determining if the accounts are in scope.
• Client Identification, Verification and Screening. Information such as customer's address, employment (including employer), connectivity to PEP/SPF (Sanctions Screening), will be validated and confirmed. These will be validated based on existing information available or through approved third party sites. Based on the results, enhanced due diligence checks will be performed which include negative news and social media checks.
• Partner with internal units to ensure adequate due diligence process is carried out for customer accounts and documentation reviews.
• Send the requests to Outreach/RM for accounts where information is required to complete the review.
• Ensure to maintain quality standards for the KYC reviews undertaken. Ensure any tech issue/procedural clarifications gets highlighted to managers for further review and guidance.
• Ensure to get Quality Control (QC) review done on files prior to submission and respond/correct any discrepancies identified during QC reviews
• Submit record for Business Approval once review is complete and respond/correct any discrepancies identified during BA reviews.

• Bachelor's degree/University degree or equivalent experience
• 1 to 3 years of relevant experience preferred. Experienced candidate with 5 - 8 years relevant experience in KYC/AML/Due Diligence will be considered as KYC Due Diligence Manager
• Has AML experience/background.
• Good written and spoken skills in Mandarin, Cantonese, and English
• Good communication skills. Experience in calling / communicating with customers is a plus.

Job Market 求職廣場