Vice President - Fund Platform
Hong Kong Exchanges and Clearing
- 香港
- 長期
- 全職
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."Job Summary: This is an exciting opportunity to join the Fund Platform team at HKEX’s Platform & Market Structure Development Division. The key responsibilities of the successful candidate include the following.Job Duties:Responsibilities:
- As the Manager-in-Charge (“MIC”) of Risk Management, Compliance and Anti-Money Laundering, design and implement effective risk management, compliance and AML framework and policies for our fund platform business.
- Identify, assess, monitor, report risks and incidents arising from regulated activities and operations
- Review and monitor internal compliance with policies and procedures, and ensure compliance with relevant regulatory obligations. Identify and manage incidents and coordinate the investigation into complaints
- Oversee all activities relating to the prevention and detection of money laundering activities or terrorist financing, including the monitoring of client transactions
- Provide support to Department Head and the MIC of Overall Management Oversight
- Undertake any ad-hoc assignments as required
- University degree in Finance, Law or a related field
- At least 12 years’ of risk management, control & compliance experience in an SFC Type 1 licensed corporation undertaking mutual fund distribution, preferably in MIC roles
- A strong team player
- Proven ability to multitask and able to adjust effectively to changing priorities
- Advanced analytical and research skills with attention to details
- Strong communication, presentation and interpersonal skills
- Excellent command of written and spoken English and Chinese (Cantonese); proficiency in Putonghua is an advantage